Filing Details
- Accession Number:
- 0001209191-18-003618
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2018-01-16 16:49:48
- Reporting Period:
- 2017-12-31
- Accepted Time:
- 2018-01-16 16:49:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1587987 | Newtek Business Services Corp. | NEWT | () | 5 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1124485 | Barry Sloane | 1981 Marcus Avenue Suite 130 Lake Success NY 11042 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-03-31 | 561 | $16.98 | 998,603 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2017-06-30 | 699 | $16.29 | 998,603 | No | 5 | P | Direct | |
| Common Stock | Disposition | 2017-08-15 | 11,770 | $16.96 | 998,603 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 4 | F | Direct |
Footnotes
- Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
- Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares
Billionaire Hedge Funds
