Filing Details

Accession Number:
0001209191-18-003609
Form Type:
5
Zero Holdings:
No
Publication Time:
2018-01-16 16:46:51
Reporting Period:
2017-12-31
Accepted Time:
2018-01-16 16:46:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1587987 Newtek Business Services Corp. NEWT () 5
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1337003 Adam Michael Schwartz 1981 Marcus Avenue
Suite 130
Lake Success NY 11042
Chief Legal&Compliance Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-11-24 57 $17.50 6,959 No 5 G Direct
Common Stock Disposition 2017-11-24 286 $17.50 6,959 No 5 G Direct
Common Stock Disposition 2017-11-24 343 $17.50 6,959 No 5 G Direct
Common Stock Disposition 2017-08-16 100 $16.77 6,959 No 5 G Direct
Common Stock Disposition 2017-08-15 3,466 $16.96 6,959 No 4 F Direct
Common Stock Acquisiton 2017-06-30 175 $16.29 6,959 No 5 P Direct
Common Stock Acquisiton 2017-03-31 148 $16.98 6,959 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 5 G Direct
No 4 F Direct
No 5 P Direct
No 5 P Direct
Footnotes
  1. Gift by reporting person to his adult children not living in his household.
  2. Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares
  3. Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.