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Filing Details

Accession Number:: 0001225208-18-001034
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-01-16 16:45:34
Reporting Period:: 2018-01-12

Accepted Time:: 2018-01-16 16:45:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1402398	J Matthew Witkos	Two International Place Eaton Vance Boston MA 02110		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2018-01-12	25,000	$60.35	192,490	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	18,623	Direct
Eaton Vance Corp. Common Stock (Voting)	18,623	Indirect	By Voting Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$24.46	2021-11-01	4,088	4,088	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.23	2022-11-01	33,411	33,411	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$28.69	2020-11-01	30,673	30,673	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$34.84	2026-11-01	127,340	127,340	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$36.71	2024-11-03	108,580	108,580	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$36.76	2025-11-02	105,220	105,220	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$41.90	2023-11-01	91,760	91,760	Direct
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	$50.67	2027-11-01	79,660	79,660	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-11-01	4,088	4,088	Direct
2022-11-01	33,411	33,411	Direct
2020-11-01	30,673	30,673	Direct
2026-11-01	127,340	127,340	Direct
2024-11-03	108,580	108,580	Direct
2025-11-02	105,220	105,220	Direct
2023-11-01	91,760	91,760	Direct
2027-11-01	79,660	79,660	Direct

Footnotes

All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Jeffrey P. Beale, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2010, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.