Filing Details

Accession Number:
0001249155-18-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-16 16:08:08
Reporting Period:
2018-01-16
Accepted Time:
2018-01-16 16:08:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477246 S&W Seed Co SANW () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1401385 K Matthew Szot 106 K Street, Suite 300
Sacramento CA 95814
Evp Finance & Admin And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-01-16 1,100 $4.00 71,683 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale reported on this Form 4 was made pursuant to a 10b5-1 trading plan adopted by the reporting person.