Filing Details

Accession Number:
0001225208-18-000985
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-12 18:33:08
Reporting Period:
2018-01-11
Accepted Time:
2018-01-12 18:33:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1474432 Pure Storage Inc. PSTG Computer Storage Devices (3572) 271069557
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1484394 A Stefan Dyckerhoff 755 Page Mill Road, Suite A-200
Palo Alto 94304-1005
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-01-11 25,520 $0.00 25,520 No 4 C Indirect By Trust (Trustees)
Class A Common Stock Disposition 2018-01-11 25,520 $16.76 0 No 4 S Indirect By Trust (Trustees)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Trust (Trustees)
No 4 S Indirect By Trust (Trustees)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2018-01-11 25,520 $0.00 25,520 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
242,808 No 4 C Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 14,444 14,444 Direct
Class A Common Stock Class B Common Stock $0.00 1,024,538 1,024,538 Indirect
Class A Common Stock Class B Common Stock $0.00 77,100 77,100 Indirect
Class A Common Stock Class B Common Stock $0.00 255,000 255,000 Indirect
Class A Common Stock Class B Common Stock $0.00 17,102,128 17,102,128 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
14,444 14,444 Direct
1,024,538 1,024,538 Indirect
77,100 77,100 Indirect
255,000 255,000 Indirect
17,102,128 17,102,128 Indirect
Footnotes
  1. Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.
  2. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $16.73 to $16.835, inclusive. The reporting person undertakes to provide to Pure Storage, Inc., and any security holder of Pure Storage, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Shares held by Sutter Hill Associates, LLC ("SHA"). Sutter Hill Ventures, a California Limited Partnership ("SHV") has voting and dispositive power over the shares held by SHA, and the reporting person is a trustee of a trust which is a member of SHA. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  5. Shares held by Sutter Hill Management Company, L.L.C ("SHM"). SHV has voting and dispositive power over the shares held by SHM, and the reporting person is a trustee of a trust which is a member of SHM. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  6. Shares held by SHV as a nominee on behalf of, and for the exclusive benefit of a trust (of which the reporting person is a trustee), which is a member of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  7. Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV.
  8. Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.