Filing Details

Accession Number:
0001398344-18-000565
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-12 16:11:13
Reporting Period:
2018-01-10
Accepted Time:
2018-01-12 16:11:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501072 Rivernorth Opportunities Fund Inc. RIV () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447578 Rivernorth Capital Management, Llc 325 N. Lasalle Street
Suite 645
Chicago IL 60654
No No No Yes
1646929 W. Patrick Galley 325 N. Lasalle Street
Suite 645
Chicago IL 60654
Yes No No No
1662166 H Brian Schmucker 325 North Lasalle Street
Suite 645
Chicago IL 60654
Officer Of Investment Advisor No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-01-10 7,400 $20.74 246,274 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. RiverNorth Capital Management, LLC serves as the subadviser for the Fund. Indirect reporting persons Brian H. Schmucker, the Chief Executive Officer and a manager of RiverNorth Capital, and Patrick W. Galley, the Chief Investment Officer and a manager of RiverNorth Capital, each are principals of RiverNorth Holding Co., RiverNorth Capital's indirect parent company. Each of Messrs. Galley and Schmucker may be deemed to have the power to direct the voting or disposition of the Shares held by RiverNorth Capital, and may have direct beneficial interest in additional shares disclosed in previous filings.