Filing Details
- Accession Number:
- 0000899243-18-000823
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-09 17:08:32
- Reporting Period:
- 2018-01-05
- Accepted Time:
- 2018-01-09 17:08:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1546381 | Rlj Entertainment Inc. | RLJE | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492071 | Jh Evergreen Management, Llc | 451 Jackson St. San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-01-05 | 509,367 | $4.25 | 0 | No | 4 | S | Indirect | By JH Partners Evergreen Fund, L.P. |
| Common Stock | Disposition | 2018-01-05 | 68,189 | $4.25 | 0 | No | 4 | S | Indirect | By Forrestal, LLC |
| Common Stock | Disposition | 2018-01-05 | 68,889 | $4.25 | 0 | No | 4 | S | Indirect | By JH Investment Partners III, L.P. |
| Common Stock | Disposition | 2018-01-05 | 31,650 | $4.25 | 0 | No | 4 | S | Indirect | By JH Investment Partners GP Fund III, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By JH Partners Evergreen Fund, L.P. |
| No | 4 | S | Indirect | By Forrestal, LLC |
| No | 4 | S | Indirect | By JH Investment Partners III, L.P. |
| No | 4 | S | Indirect | By JH Investment Partners GP Fund III, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Series D-1 Convertible Preferred Stock | Disposition | 2018-01-05 | 5,618 | $1,644.27 | 2,173,638 | $3.00 |
| Common Stock, Par Value $0.001 Per Share | Series D-1 Convertible Preferred Stock | Disposition | 2018-01-05 | 752 | $1,644.27 | 290,985 | $3.00 |
| Common Stock, Par Value $0.001 Per Share | Series D-1 Convertible Preferred Stock | Disposition | 2018-01-05 | 760 | $1,644.27 | 293,978 | $3.00 |
| Common Stock, Par Value $0.001 Per Share | Series D-1 Convertible Preferred Stock | Disposition | 2018-01-05 | 349 | $1,644.27 | 135,092 | $3.00 |
| Common Stock, Par Value $0.001 Per Share | Warrants | Disposition | 2018-01-05 | 561,829 | $2.75 | 561,829 | $1.50 |
| Common Stock, Par Value $0.001 Per Share | Warrants | Disposition | 2018-01-05 | 75,212 | $2.75 | 75,212 | $1.50 |
| Common Stock, Par Value $0.001 Per Share | Warrants | Disposition | 2018-01-05 | 75,986 | $2.75 | 75,986 | $1.50 |
| Common Stock, Par Value $0.001 Per Share | Warrants | Disposition | 2018-01-05 | 34,918 | $2.75 | 34,918 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-10-14 | 2020-05-20 | No | 4 | S | Indirect |
| 0 | 2016-10-14 | 2020-05-20 | No | 4 | S | Indirect |
| 0 | 2016-10-14 | 2020-05-20 | No | 4 | S | Indirect |
| 0 | 2016-10-14 | 2020-05-20 | No | 4 | S | Indirect |
| 0 | 2015-05-20 | 2020-05-20 | No | 4 | S | Indirect |
| 0 | 2015-05-20 | 2020-05-20 | No | 4 | S | Indirect |
| 0 | 2015-05-20 | 2020-05-20 | No | 4 | S | Indirect |
| 0 | 2015-05-20 | 2020-05-20 | No | 4 | S | Indirect |
Billionaire Hedge Funds
