Filing Details

Accession Number:
0001437749-18-000460
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-09 16:05:22
Reporting Period:
2018-01-05
Accepted Time:
2018-01-09 16:05:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896493 Dpw Holdings Inc. DPW Electronic Components, Nec (3679) 941721931
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685857 L Kristine Ault P.o. Box 3587
Tustin CA 92781
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-05 200 $2.43 1,850 No 4 P Direct
Common Stock Acquisiton 2018-01-08 300 $2.69 2,150 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,725,860 Indirect By Philou Ventures, LLC
Footnotes
  1. On a Form 4 filed on November 28, 2016, the Reporting Person disclosed the purchase of an aggregate of 700 shares of common stock of the Issuer, the first time she purchased in her own name. On a Form 4 filed on December 13, 2016, the Reporting Person disclosed the purchase of other securities of the Issuer by an affiliate, Philou Ventures, and included a row indicating that she owned 1,800 shares directly. This Form 4 inadvertently overstated her direct ownership of shares of common stock of the Issuer by 1,100 such shares. Although the Reporting Person has since filed five Forms 4, all of which correctly reported the transaction requiring the filing of the particular form (including a Form 4 that disclosed the purchase of 850 shares from May 9, 2017 through May 11, 2017), this Form 4 is the first to accurately present the Reporting Person's direct ownership of common stock of the Issuer. No Form 4 other than those mentioned above disclosed a direct purchase of shares of common stock
  2. of the Issuer, and at no time has the Reporting Person sold any such shares, whether directly or indirectly.