Filing Details

Accession Number:
0001415889-18-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-09 06:05:45
Reporting Period:
2018-01-04
Accepted Time:
2018-01-09 06:05:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645494 Arris International Plc ARRS Radio & Tv Broadcasting & Communications Equipment (3663) 981241619
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1662683 Charles Philip Baldock 3871 Lakefield Drive
Suwanee GA 30024
Svp, Chief Information Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-01-04 9,859 $0.00 13,529 No 4 M Direct
Ordinary Shares Disposition 2018-01-04 4,930 $26.11 8,599 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Restricted Shares (S) 160707 Disposition 2018-01-04 7,687 $0.00 11,890 $0.00
Ordinary Shares Restricted Shares (R) 160707 Disposition 2018-01-04 2,172 $0.00 3,260 $0.00
Ordinary Shares Restricted Shares (S) 160707 Disposition 2018-01-04 4,203 $25.99 4,203 $0.00
Ordinary Shares Restricted Shares (R) 160707 Disposition 2018-01-04 1,088 $25.99 1,088 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,203 2018-01-04 No 4 M Direct
1,088 2018-01-04 No 4 M Direct
0 2018-01-04 No 4 F Direct
0 2018-01-04 No 4 F Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Restricted Shares (T) 160707 $0.00 2020-07-07 12,008 12,008 Direct
Ordinary Shares Restricted Shares (P) 160707 $0.00 2019-01-31 32,020 32,020 Direct
Ordinary Shares Restricted Shares (T) 170329 $0.00 2012-03-29 14,980 14,980 Direct
Ordinary Shares Restricted Shares (P) 170329 $0.00 2020-01-31 29,960 29,960 Direct
Ordinary Shares Restricted Shares (T) 170329 $0.00 2012-03-29 14,980 14,980 Direct
Ordinary Shares Restricted Shares (P) 170329 $0.00 2020-01-31 29,960 29,960 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
12,008 12,008 Direct
32,020 32,020 Direct
14,980 14,980 Direct
29,960 29,960 Direct
14,980 14,980 Direct
29,960 29,960 Direct
Footnotes
  1. Represents a restricted stock grant subsequent to the 4 January 2016 combination of ARRIS Group, Inc. ("ARRIS") and Pace plc ("Pace") pursuant to which each of ARRIS and Pace was acquired by a new English holding company, ARRIS International plc (the "Merger"). The granted shares are subject to vesting on the second anniversary of the Merger. Date represents vesting date for the award.
  2. Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
  3. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
  4. Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted stock units.
  5. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
  6. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.