Filing Details

Accession Number:
0001209191-18-002821
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-08 21:34:06
Reporting Period:
2018-01-02
Accepted Time:
2018-01-08 21:34:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1608249 Zayo Group Holdings Inc. ZAYO Telephone Communications (No Radiotelephone) (4813) 261398293
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1622435 Daniel Caruso 1805 29Th Street Suite 2050
Boulder CO 80301
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-01-02 17,723 $36.39 4,383,535 No 4 S Direct
Common Stock Disposition 2018-01-03 9,140 $36.14 4,374,395 No 4 S Direct
Common Stock Disposition 2018-01-08 87,741 $36.05 4,286,654 No 4 S Direct
Common Stock Disposition 2018-01-08 189,656 $36.05 176,909 No 4 S Indirect By Bear Equity, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Bear Equity, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2018-01-05 46,863 $0.00 46,863 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,863 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,130,957 Indirect By Bear Investments, LLLP
Common Stock 4,500,000 Indirect DPC Papa Bear Enterprises, LLC
Footnotes
  1. The sale reported was mandated by the Company's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a Rule 10b5-1 "sell-to-cover" transaction and does not represent a discretionary trade by the reporting person.
  2. The shares were sold in one transaction at the price reported.
  3. The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2017.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.89 to $36.15. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in in this footnote.
  5. The reporting person disclaims beneficial ownership of the shares held by DPC Papa Bear Enterprises, LLC, except to the extent of his pecuniary interest therein.
  6. Each Part B restricted stock unit represents a contingent right to receive one share of Zayo Group Holdings, Inc. (the "Company") common stock. The reported number of restricted stock units assumes target level stock price performance. Upon vesting, the number of shares of common stock received by the reporting person will be determined based on the Company's historical stock price performance.
  7. The restricted stock units vest in full on March 31, 2019.