Filing Details

Accession Number:
0001209191-18-002591
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-05 20:09:23
Reporting Period:
2018-01-03
Accepted Time:
2018-01-05 20:09:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1567514 Intra-Cellular Therapies Inc. ITCI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291959 E Robert Davis C/O Intra-Cellular Therapies, Inc.
430 East 29Th Street
New York NY 10016
Svp, Chief Scientific Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-03 2,648 $0.00 30,512 No 4 M Direct
Common Stock Disposition 2018-01-04 1,115 $15.60 29,397 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-01-03 2,648 $0.00 2,648 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2018-01-03 65,164 $0.00 65,164 $15.47
Common Stock Restricted Stock Units Acquisiton 2018-01-03 48,480 $0.00 48,480 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,298 No 4 M Direct
65,164 2028-01-03 No 4 A Direct
48,480 No 4 A Direct
Footnotes
  1. Restricted stock units convert into common stock on a one-for-one basis.
  2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017. The proceeds from this sale will be used primarily to cover the reporting person's tax liability arising from the vesting of restricted stock units.
  3. Each restricted stock unit represents a contingent right to receive one share of common stock.
  4. On January 3, 2017, the reporting person was granted 7,946 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.
  5. On January 3, 2018, the reporting person was granted options to purchase 65,164 shares of common stock, vesting in three equal annual installments beginning on the first anniversary of the grant date.
  6. On January 3, 2018, the reporting person was granted 48,480 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.