Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001140361-18-001082)

Filing Details

Accession Number:: 0001140361-18-001082
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-01-05 16:47:59
Reporting Period:: 2018-01-03

Accepted Time:: 2018-01-05 16:47:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1290677	Turning Point Brands Inc.	TPB	Tobacco Products (2100)	133961898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1673345	Jr. F. Thomas Helms	Turning Point Brands, Inc. 5201 Interchange Way Louisville KY 40229		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-01-03	100,000	$20.80	540,062	No	4	S	Indirect	By Helms Management Corp.
Common Stock	Disposition	2018-01-03	50,000	$20.80	490,062	No	4	S	Indirect	By Helms Management Corp.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Helms Management Corp.
No	4	S	Indirect	By Helms Management Corp.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,500	Direct

Footnotes

Shares disposed of in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $20.80 per share.
Shares disposed of in a private sale. For such purposes, the shares of Common Stock were valued at $20.80 per share.
The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.