Filing Details

Accession Number:
0000014693-18-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-04 21:52:57
Reporting Period:
2018-01-02
Accepted Time:
2018-01-04 21:52:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1719143 V. John Hayes 850 Dixie Highway
Louisville KY 40210
Svp, Chief Marketing Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2018-01-02 3,500 $17.76 11,109 No 4 M Direct
Class B Common Disposition 2018-01-02 1,921 $68.67 9,188 No 4 F Direct
Class B Common Disposition 2018-01-02 1,579 $67.71 7,609 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Appreciation Right Disposition 2018-01-02 3,500 $0.00 3,500 $17.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,426 2011-05-01 2018-04-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common 10,572 Indirect Hayes Investments LLC
Class B Common 5,894 Indirect By 401k
Class B Common 4 Indirect ESPP
Footnotes
  1. The closing price of BF-B on December 29, 2017 was used to calculate the withholding obligation.
  2. Number of shares acquired through the issuer's 401(k) plan as of January 2, 2018.
  3. Number of shares acquired through the issuer's employee stock purchase program as of January 2, 2018.