Filing Details

Accession Number:
0001615774-18-000119
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-04 17:54:04
Reporting Period:
2017-04-01
Accepted Time:
2018-01-04 17:54:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1630212 Avalon Globocare Corp. AVCO Services-Management Consulting Services (8742) 471685128
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1704737 Philip Steven Sukel C/O Avalon Globocare Corp.
4400 Route 9, Suite 3100
Freehold NJ 07728
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.0001 Par Value Acquisiton 2017-04-01 200,000 $1.50 200,000 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-20 100 $2.00 200,100 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-21 100 $1.95 200,200 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-21 200 $3.00 200,500 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-22 100 $2.95 200,600 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-24 1,000 $3.00 201,600 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-27 750 $3.00 202,350 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-27 100 $3.34 202,450 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 800 $3.00 203,250 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 500 $3.15 203,750 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 100 $3.34 203,850 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 100 $3.39 203,950 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 200 $3.54 204,150 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 100 $3.59 204,250 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 600 $3.35 204,750 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 500 $3.60 205,250 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 500 $3.80 205,750 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 500 $4.00 206,250 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 100 $3.25 206,350 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 100 $3.20 206,450 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 750 $3.25 207,200 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-11-30 200 $3.25 207,400 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-12-01 750 $3.20 208,150 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-12-01 700 $3.00 208,850 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-12-04 815 $3.05 209,665 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-12-04 200 $3.50 209,865 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-12-04 250 $2.50 210,115 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-12-05 1,100 $2.50 211,215 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-12-07 100 $1.99 211,315 No 4 P Direct
Common Stock, $.0001 Par Value Acquisiton 2017-12-08 100 $1.99 211,415 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $1.49 2017-04-01 2022-04-01 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-04-01 30,000 30,000 Direct
Footnotes
  1. Mr. Sukel is entitled to receive options to receive 40,000 shares of common stock per year at an exercise price equal to the closing price on December 31st of the prior year. The options shall vest in equal amounts quarterly and shall be exercisable for a period of five years. The options for 2017 have been pro-rated. As result, Mr. Sukel received a stock option to acquire 30,000 shares of common stock at an exercise price of $1.49 per share for a term of five years vesting 10,000 shares at the beginning of each quarter commencing April 1, 2017.