Filing Details

Accession Number:
0000014693-18-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-04 17:19:44
Reporting Period:
2018-01-02
Accepted Time:
2018-01-04 17:19:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BFA, BFB Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1445047 D. John Cook 850 Dixie Highway
Louisville KY 40210
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2018-01-02 24,902 $13.53 24,902 No 4 M Direct
Class B Common Acquisiton 2018-01-02 9,032 $18.08 33,934 No 4 M Direct
Class B Common Disposition 2018-01-02 7,284 $68.67 26,650 No 4 F Direct
Class B Common Disposition 2018-01-02 6,653 $67.71 19,997 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Appreciation Right Disposition 2018-01-02 24,902 $0.00 24,902 $13.53
Class B Common Stock Appreciation Right Disposition 2018-01-02 9,032 $0.00 9,032 $18.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-07-23 2019-04-30 No 4 M Direct
0 2008-09-25 2018-04-30 No 4 M Direct
Footnotes
  1. The closing price of BF-B on December 29, 2017 was used to calculate the withholding obligation.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.68 to $67.73, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.