Filing Details
- Accession Number:
- 0000950138-18-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-04 16:06:24
- Reporting Period:
- 2018-01-02
- Accepted Time:
- 2018-01-04 16:06:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1532063 | Express Scripts Holding Co. | ESRX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1506111 | D. Glen Stettin | C/O Express Scripts Holding Company One Express Way St. Louis MO 63121 | Sr. Vp, Clin. Res. & New Sol. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-01-02 | 3,448 | $76.00 | 37,055 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 158 | $75.23 | 37,213 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-02 | 49 | $75.23 | 37,164 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Express Scripts Holding Company Common Stock | Phantom Stock Units | Acquisiton | 2018-01-02 | 635 | $75.23 | 635 | $0.00 |
| Express Scripts Holding Company Common Stock | Phantom Stock Units | Disposition | 2018-01-02 | 159 | $75.23 | 159 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,488 | No | 4 | I | Direct | ||
| 1,329 | No | 4 | M | Direct |
Footnotes
- The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- Represents shares tendered to Company to cover Reporting Person's tax liability due upon settlement of Phantom Stock Units.
- Phantom Stock Units acquired under the Company's Executive Deferred Compensation Plan pursuant to a previously made election.
- Upon distribution each Phantom Stock Unit converts to one share of the Company's Common Stock. Phantom Stock Units reflected herein may be transferred by the reporting person into an alternative investment account at any time.
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