Filing Details

Accession Number:
0000906318-18-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-04 15:47:39
Reporting Period:
2018-01-02
Accepted Time:
2018-01-04 15:47:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1637913 Milacron Holdings Corp. MCRN Special Industry Machinery, Nec (3559) 800798640
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1645268 G Ira Boots C/O Milacron Holdings Corp.
10200 Alliance Road, Suite 200
Cincinnati OH 45242
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share ("Common Stock") Acquisiton 2018-01-02 33,689 $6.64 33,689 No 4 M Indirect Held by Boots Family Trust #1
Common Stock Disposition 2018-01-02 33,689 $19.02 0 No 4 S Indirect Held by Boots Family Trust #1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Held by Boots Family Trust #1
No 4 S Indirect Held by Boots Family Trust #1
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-01-02 33,689 $6.64 33,689 $6.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
91,913 2022-04-30 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 39,989 Direct
Footnotes
  1. The securities were directly held by the Boots Family Trust #1, of which Mr. Boots is the sole trustee, for the benefit of Mr. Boots' spouse, parents, siblings or lineal descendants, and may be deemed to be held by the Reporting Person.
  2. Weighted average price. These shares were sold in multiple transactions at prices ranging from $18.87 to $19.26, inclusive. The reporting person undertakes to provide to Milacron Holdings Corp., any security holder of Milacron Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted more than six months prior to the transaction date.
  3. Includes 13,595 restricted stock units that represent the right to receive, at settlement, one share of common stock, which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, the restricted stock units do not include any voting rights.
  4. The option was granted on 4/30/2012 and this amount was vested in full as of the transaction date.