Filing Details
- Accession Number:
- 0001127602-18-000980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-01-04 12:54:37
- Reporting Period:
- 2018-01-02
- Accepted Time:
- 2018-01-04 12:54:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1282170 | V Kenneth Moreland | T. Rowe Price Group, Inc. P.o. Box 89000 Baltimore MD 21289-0320 | Cfo & Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-01-02 | 13 | $105.34 | 100,796 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 921 | $60.80 | 101,717 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 1,230 | $69.67 | 102,947 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 1,229 | $70.29 | 104,176 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 1,179 | $77.94 | 105,355 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 1,179 | $78.44 | 106,534 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 1,179 | $80.95 | 107,713 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 1,149 | $70.92 | 108,862 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 1,479 | $67.56 | 110,341 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 1,300 | $59.07 | 111,641 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 379 | $60.80 | 112,020 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 2 | $70.29 | 112,022 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-01-02 | 1 | $70.92 | 112,023 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-01-02 | 1,937 | $103.08 | 110,086 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-01-02 | 8,066 | $104.12 | 102,020 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 921 | $0.00 | 921 | $60.80 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 1,230 | $0.00 | 1,230 | $69.67 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 1,229 | $0.00 | 1,229 | $70.29 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 1,179 | $0.00 | 1,179 | $77.94 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 1,179 | $0.00 | 1,179 | $78.44 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 1,179 | $0.00 | 1,179 | $80.95 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 1,149 | $0.00 | 1,149 | $70.92 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 1,479 | $0.00 | 1,479 | $67.56 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 1,300 | $0.00 | 1,300 | $59.07 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 379 | $0.00 | 379 | $60.80 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 2 | $0.00 | 2 | $70.29 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2018-01-02 | 1 | $0.00 | 1 | $70.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 379 | 2013-12-10 | 2022-09-06 | No | 4 | M | Direct |
| 1,229 | 2014-12-10 | 2023-02-21 | No | 4 | M | Direct |
| 1,231 | 2014-12-10 | 2023-09-10 | No | 4 | M | Direct |
| 2,356 | 2015-12-10 | 2024-02-19 | No | 4 | M | Direct |
| 2,357 | 2015-12-10 | 2024-09-09 | No | 4 | M | Direct |
| 3,535 | 2016-12-09 | 2025-02-19 | No | 4 | M | Direct |
| 3,451 | 2016-12-09 | 2025-09-10 | No | 4 | M | Direct |
| 0 | 2012-11-01 | 2021-02-17 | No | 4 | M | Direct |
| 0 | 2013-12-10 | 2022-02-23 | No | 4 | M | Direct |
| 0 | 2013-12-10 | 2022-09-06 | No | 4 | M | Direct |
| 1,229 | 2014-12-10 | 2023-09-10 | No | 4 | M | Direct |
| 3,450 | 2016-12-09 | 2025-09-10 | No | 4 | M | Direct |
Footnotes
- ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
- The range of prices for this transaction were $104.11 to $104.18. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- 09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
- 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
- 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
- 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
- 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
- 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
- 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
- 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.
- 02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
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