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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-01-03 18:03:53
Reporting Period:
Accepted Time:
2018-01-03 18:03:53
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1048268 Ies Holdings Inc. IESC Electrical Work (1731) 760542208
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1407402 M Todd Cleveland 107 W. Franklin St.
Elkhart IN 46515
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-29 1,500 $17.03 160,627 No 4 P Direct
Common Stock Acquisiton 2018-01-02 256 $0.00 160,883 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.95 to $17.30 inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Represents Phantom Stock Units granted pursuant to the IES 2006 Equity Incentive Plan (as amended and restated through February 2016) upon Mr. Cleveland electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when Mr. Cleveland leaves the board of directors for any reason.