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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2018-01-03 18:00:39
Reporting Period:
Accepted Time:
2018-01-03 18:00:39
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1366340 Finjan Holdings Inc. FNJN Patent Owners & Lessors (6794) 204075963
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1579228 Philip Hartstein C/o Finjan Holdings, Inc.
2000 University Avenue, Suite 600
East Palo Alto CA 94303
President & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-01-02 12,500 $0.00 96,500 No 4 M Direct
Common Stock Disposition 2018-01-02 5,000 $2.33 91,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-01-02 12,500 $0.00 12,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 No 4 M Direct
  1. Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015 to satisfy the reporting person's tax obligations upon vesting of 12,500 restricted stock units ("RSUs")
  2. All shares sold at this price.
  3. Each RSU granted to the reporting person represents the contingent right to receive one share of common stock of Finjan Holdings, Inc. or its equivalent cash value, subject to the terms and conditions of the Finjan Holdings, Inc. 2014 Incentive Compensation Plan
  4. A total of 200,000 RSUs were granted on January 14, 2015. The RSUs vested one-fourth on January 1, 2016 and an additional 6.25% of the RSUs vest every three calendar months following such date. The RSUs will be settled upon vesting.