Filing Details

Accession Number:
0001209191-18-001031
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-03 17:03:18
Reporting Period:
2017-12-31
Accepted Time:
2018-01-03 17:03:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1546381 Rlj Entertainment Inc. RLJE Services-Motion Picture & Video Tape Distribution (7822) 454950432
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558375 Miguel Penella C/O Rlj Entertainment, Inc.
8515 Georgia Ave., Suite 650
Silver Spring MD 20910
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2017-12-31 75,000 $0.00 305,405 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2018-01-02 22,000 $3.68 283,405 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Restricted Stock Units Disposition 2017-12-31 75,000 $0.00 75,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
225,000 No 4 M Direct
Footnotes
  1. Constitutes shares sold to partially pay taxes due upon vesting of restricted stock units.
  2. On March 13, 2017 the Reporting Person was granted 300,000 restricted stock units, which will be issued as common stock, par value $0.001, upon vesting. 75,000 shares vested on December 31, 2017, 75,000 shares will vest on December 31, 2018, 75,000 shares will vest on December 31, 2019 and 75,000 shares will vest on December 31, 2020.