Filing Details

Accession Number:
0001209191-18-000346
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-01-02 18:11:59
Reporting Period:
2017-12-14
Accepted Time:
2018-01-02 18:11:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
786947 Acura Pharmaceuticals Inc ACUR Pharmaceutical Preparations (2834) 110853640
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1034486 P L Iii Partners Galen C/O Galen Management, L.l.c.
680 Washington Blvd.
Stamford CT 06901
No No No Yes
1034574 P L Iii International Partners Galen C/O Galen Management, L.l.c.
680 Washington Blvd.
Stamford CT 06901
No No No Yes
1056642 Galen Employee Fund Iii Lp C/O Galen Management L.l.c.
680 Washington Blvd.
Stamford CT 06901
No No No Yes
1056643 Claudius Llc C/O Galen Management, L.l.c.
680 Washington Blvd.
Stamford CT 06901
No No No Yes
1421162 Galen Management, Llc 680 Washington Blvd.
Stamford CT 06901
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-12-14 2,195,734 $0.10 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Footnotes
  1. The shares were sold in a private transaction pursuant to a stock purchase agreement by and among Galen Partners III, LP ("Galen III"), Galen Employee Fund III, LP, ("Employee Fund") Galen Partners International III, LP ("Galen International") and several purchasers.
  2. The shares were sold as follows: 2,006,540 by Galen III, 180,928 by Galen International and 8,266 by Employee Fund.
  3. Claudius, L.L.C. serves as the sole General Partner of Galen III and Galen International and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Galen Management, L.L.C. serves as the sole General Partner of Employee Fund and has sole voting and investment control over the shares held by Employee Fund and may be deemed to beneficially own the shares held by Employee Fund. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.