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Home > Insider Trading > Filing (0001444363-18-000002)

Filing Details

Accession Number:: 0001444363-18-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-01-02 17:30:18
Reporting Period:: 2017-12-28

Accepted Time:: 2018-01-02 17:30:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1444363	Gain Capital Holdings Inc.	GCAP	Commodity Contracts Brokers & Dealers (6221)	204568600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1511110	Diego Rotsztain	C/O Gain Capital Holdings, Inc. 135 U.s. Rt. 202/206, Suite 11 Bedminster NJ 07921	General Counsel And Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-12-28	49,149	$9.00	107,615	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The shares were sold pursuant to a pre-established sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.