Filing Details
- Accession Number:
- 0000899243-17-029748
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-29 21:30:41
- Reporting Period:
- 2017-05-31
- Accepted Time:
- 2017-12-29 21:30:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009672 | Carbo Ceramics Inc | CRR | Abrasive, Asbestos & Misc Nonmetallic Mineral Prods (3290) | 721100013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1641792 | H. Dan Wilks | 17010 Ih 20 Cisco TX 76437 | No | No | Yes | No | |
| 1641794 | Farris Wilks | 17010 Ih 20 Cisco TX 76437 | No | No | Yes | No | |
| 1641796 | Staci Wilks | 17010 Ih 20 Cisco TX 76437 | No | No | Yes | No | |
| 1662888 | Wilks Brothers, Llc | 17010 Ih 20 Cisco TX 76437 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-14 | 134,356 | $8.57 | 1,384,499 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-11-15 | 115,644 | $8.83 | 1,500,143 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-11-21 | 20,000 | $9.94 | 1,520,143 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Call Option (right to buy) | Acquisiton | 2017-12-08 | 2,000 | $0.55 | 200,000 | $10.00 |
| Common Stock | Call Option (right to buy) | Disposition | 2017-12-15 | 2,000 | $0.00 | 200,000 | $10.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2017-05-31 | 6,275 | $5.42 | 627,500 | $13.00 |
| Common Stock | Put Option (obligation to buy) | Acquisiton | 2017-05-31 | 6,275 | $6.49 | 627,500 | $14.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2017-12-04 | 6,275 | $3.80 | 627,500 | $13.00 |
| Common Stock | Put Option (obligation to buy) | Acquisiton | 2017-12-04 | 6,275 | $3.70 | 627,500 | $14.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,000 | 2017-12-08 | 2017-12-15 | No | 4 | P | Direct |
| 0 | 2017-12-08 | 2017-12-15 | No | 4 | E | Direct |
| 6,275 | 2017-05-31 | 2017-12-15 | No | 4 | S | Direct |
| 6,275 | 2017-05-31 | 2017-06-15 | No | 4 | P | Direct |
| 6,275 | 2017-12-04 | 2018-06-15 | No | 4 | S | Direct |
| 6,275 | 2017-12-04 | 2017-12-15 | No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.41 to $8.58, inclusive.
- These shares of Common Stock are beneficially owned directly by Dan Wilks and Staci Wilks. This Form 4 is also filed by Wilks Brothers, LLC, which directly beneficially owns 2,294,772 shares of Common Stock. See Remarks.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.54 to $8.87, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.93 to $9.97, inclusive.
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