Home > Insider Trading > Filing (0001654954-17-011944)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1141197	Pedevco Corp	PED	Crude Petroleum & Natural Gas (1311)	223755993

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1293970	L Michael Peterson	4125 Blackhawk Plaza Circle Suite 201 Danville CA 94506	President And Ceo	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-12-28	410,000	$0.31	585,831	No	5	A	Direct
Common Stock	Disposition	2017-12-28	24,750	$0.31	561,081	No	5	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	A	Direct
No	5	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	521	Indirect	By The Peterson Family Trust
Common Stock	1,834	Indirect	By dependent child

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Incentive Stock Option (Right to Buy)	$2.20	2017-01-07	2021-01-07	30,000	30,000	Direct
Common Stock	Incentive Stock Option (Right to Buy)	$3.70	2015-01-07	2020-01-07	32,500	32,500	Direct
Common Stock	Incentive Stock Option (Right to Buy)	$5.10	2012-12-28	2022-06-18	6,380	6,380	Direct
Common Stock	Non-Qualified Stock Option (Right to Buy)	$2.40	2012-03-01	2021-10-07	10,000	10,000	Direct
Common Stock	Non-Qualified Stock Option (Right to Buy)	$5.10	2012-12-18	2022-06-18	26,954	26,954	Direct
Common Stock	Non-Qualified Stock Option (Right to Buy)	$672.00	2008-09-20	2018-05-28	45	45	Direct
Common Stock	Non-Qualified Stock Option (Right to Buy)	$302.40	2011-02-02	2021-02-02	298	298	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-01-07	30,000	30,000	Direct
2020-01-07	32,500	32,500	Direct
2022-06-18	6,380	6,380	Direct
2021-10-07	10,000	10,000	Direct
2022-06-18	26,954	26,954	Direct
2018-05-28	45	45	Direct
2021-02-02	298	298	Direct

Footnotes

Common stock of Issuer granted to Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and subject to forfeiture as follows: (i) 50% of the shares on the six (6) month anniversary of the Grant Date; (ii) 30% on the twelve (12) month anniversary of the Grant Date and (iii) 20% on the eighteen (18) month anniversary of the Grant Date, in each case subject to the Recipient being an employee of, or consultant to the Company on such vesting date, and subject to the terms and conditions of a Restricted Stock Agreement.
Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the December 28, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
Reporting Person's holdings include: 4,500; 18,875; 8,700; 8,500; 7,725; 3,021; 99,000 and 410,000 shares all issued pursuant to restricted stock grants; 745 issued pursuant to debt conversion and 15 pursuant to a 2008 Blast Stock Grant.
Represents shares held by The Peterson Family Trust, a trust owned 100% by Mr. Peterson and his spouse.
Represents shares held by Reporting Person's dependent child.