Filing Details
- Accession Number:
- 0001553350-17-001444
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-26 18:49:22
- Reporting Period:
- 2017-12-21
- Accepted Time:
- 2017-12-26 18:49:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282224 | Dolphin Entertainment Inc. | DLPN | Services-Personal Services (7200) | 860787790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1520776 | Iv William O'dowd | C/O Dolphin Entertainment, Inc. 2151 Le Jeune Road, Suite 150-Mezzanine Coral Gables FL 33134 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-21 | 88,500 | $4.12 | 565,450 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2017-12-21 | 88,500 | $0.01 | 88,500 | $4.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 88,500 | 2017-12-26 | 2020-12-26 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 527,841 | Indirect | By Dolphin Entertainment, LLC |
| Common Stock | 621,052 | Indirect | By Dolphin Digital Media Holdings, LLC |
Footnotes
- The price represents the public offer price of the shares and warrants in the Issuer's public offering.
- The Issuer completed a 2-to-1 reverse stock split effective September 14, 2017. The amount stated reflects the post-split adjustment. Fractional shares resulting from the reverse stock split were rounded up to the nearest whole share.
Billionaire Hedge Funds
