Filing Details

Accession Number:
0001209191-17-067261
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-26 17:33:03
Reporting Period:
2017-12-22
Accepted Time:
2017-12-26 17:33:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610853 Helius Medical Technologies Inc. HSDT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1372528 N Joyce Laviscount Helius Medical Technologies, Inc.
642 Newtown Yardley Road, Suite 100
Newtown PA 18940
Cfo And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-12-22 79,082 $1.96 129,306 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Warrant (Right to Buy) Acquisiton 2017-12-22 79,082 $1.96 79,082 $2.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
79,082 2020-12-22 No 4 P Direct
Footnotes
  1. The Class A Common Stock and the Warrant to Purchase Class A Common Stock was purchased by the Reporting Person in a private placement as a Unit. The purchase price of the Unit was $1.96.
  2. Immediately exercisable.