Filing Details
- Accession Number:
- 0001615774-17-007572
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-22 16:58:13
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2017-12-22 16:58:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1430306 | Tonix Pharmaceuticals Holding Corp. | TNXP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180469 | Ernest Mario | C/O Tonix Pharmaceuticals Holding Corp. 509 Madison Avenue, Suite 306 New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2017-12-14 | 1,967 | $3.58 | 55,467 | No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
| Common Stock, $0.001 Par Value | Disposition | 2017-12-15 | 5,000 | $3.55 | 53,500 | No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
| Common Stock, $0.001 Par Value | Disposition | 2017-12-18 | 10,000 | $3.57 | 43,500 | No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
| Common Stock, $0.001 Par Value | Disposition | 2017-12-19 | 6,035 | $3.51 | 37,465 | No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
| Common Stock, $0.001 Par Value | Disposition | 2017-12-20 | 8,965 | $3.44 | 28,500 | No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
| Common Stock, $0.001 Par Value | Disposition | 2017-12-21 | 5,000 | $3.46 | 23,500 | No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
| No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
| No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
| No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
| No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
| No | 4 | S | Indirect | By Ernest and Mildred Mario Revocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 10,000 | Direct |
Footnotes
- The volume weighted average purchase price of common stock sold by the reporting person in open market transactions on the transaction date. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- The range of sale prices on the transaction date was $3.530 to $3.610 per share.
- The range of sale prices on the transaction date was $3.520 to $3.650 per share.
- The range of sale prices on the transaction date was $3.510 to $3.605 per share.
- The range of sale prices on the transaction date was $3.458 to $3.571 per share.
- The range of sale prices on the transaction date was $3.400 to $3.510 per share.
- The range of sale prices on the transaction date was $3.410 to $3.500 per share.
Billionaire Hedge Funds
