Filing Details

Accession Number:
0001140361-17-047094
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-22 10:46:06
Reporting Period:
2017-11-09
Accepted Time:
2017-12-22 10:46:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31107 Eastern Co EML Cutlery, Handtools & General Hardware (3420) 060330020
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641461 Angelo Labbadia 112 Bridge Street
Naugatuck CT 06770
Vice President & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-09 1,398 $28.30 1,398 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Acquisiton 2017-03-02 10,000 $0.00 10,000 $19.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2022-03-02 No 4 A Direct
Footnotes
  1. On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.