Filing Details

Accession Number:
0000100493-17-000194
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-20 12:49:09
Reporting Period:
2017-11-28
Accepted Time:
2017-12-20 12:49:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
100493 Tyson Foods Inc TSN Poultry Slaughtering And Processing (2015) 710225165
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552992 P Thomas Hayes 2200 W. Don Tyson Parkway
Springdale AR 72762
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2017-11-28 8,581 $0.00 103,310 No 4 J Direct
Class A Common Stock Acquisiton 2017-12-18 285 $0.00 103,595 No 4 J Direct
Class A Common Stock Acquisiton 2017-12-19 41,745 $42.26 145,340 No 4 M Direct
Class A Common Stock Acquisiton 2017-12-19 12,254 $50.00 157,594 No 4 M Direct
Class A Common Stock Acquisiton 2017-12-19 14,749 $58.34 172,343 No 4 M Direct
Class A Common Stock Disposition 2017-12-19 31,454 $81.56 140,889 No 4 S Direct
Class A Common Stock Disposition 2017-12-19 9,829 $81.72 131,060 No 4 S Direct
Class A Common Stock Disposition 2017-12-19 12,591 $81.71 118,469 No 4 S Direct
Class A Common Stock Disposition 2017-12-20 14,874 $0.00 103,595 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2017-12-19 41,745 $42.26 41,745 $42.26
Class A Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2017-12-19 12,254 $50.00 12,254 $50.00
Class A Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2017-12-19 14,749 $58.34 14,749 $58.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,745 2015-11-21 2024-11-21 No 4 M Direct
24,505 2016-11-30 2025-11-30 No 4 M Direct
73,739 2017-11-28 2026-11-28 No 4 M Direct
Footnotes
  1. Represents a disposition of shares exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-12.
  2. Includes 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,644.945 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
  3. Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
  4. Includes 47,991.9537 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,666.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,721.37 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
  5. This is a weighted average price. These shares were sold in multiple transactions on December 19, 2017 at prices ranging from $81.50 to $81.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  6. This is a weighted average price. These shares were sold in multiple transactions on December 19, 2017 at prices ranging from $81.69 to $81.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.