Filing Details

Accession Number:
0001606268-17-000149
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-19 14:47:23
Reporting Period:
2017-12-15
Accepted Time:
2017-12-19 14:47:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606268 Spark Energy Inc. SPKE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582187 Iii Keith W Maxwell 12140 Wickchester Lane, Suite 100
Houston TX 77079
Yes No Yes No
1664233 Retailco, Llc 12140 Wickchester Lane
Suite 100
Houston TX 77079
No No Yes No
1664236 Txex Energy Investments, Llc 12140 Wickchester Lane
Suite 100
Houston TX 77079
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-12-15 8,600 $12.16 944,922 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 715,382 Indirect See footnotes
Footnotes
  1. The purchase of Class A Common Stock reported herein by the reporting person may be matchable under Section 16(b) of the Securities and Exchange Act of 1934, as amended, with the sale of shares of Class A Common Stock which occurred in the past six months. Prior to this purchase, W. Keith Maxwell has agreed to pay Spark Energy, Inc. the full amount of the profit realized in connection with the short-swing transaction as soon as practicable after information is available for the highest sales price and lowest purchase price during the six month period in which this transaction occurs.
  2. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.95 to $12.39, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  3. Held directly by Retailco, LLC ("Retailco"). Retailco is a wholly-owned subsidiary of TxEx Energy Investments, LLC, which is wholly owned by W. Keith Maxwell.