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Filing Details

Accession Number:
0001590714-17-000180
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-18 19:21:00
Reporting Period:
2017-12-14
Accepted Time:
2017-12-18 19:21:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1590714 Platform Specialty Products Corp PAH () 1231
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
940603 E Martin Franklin C/o Platform Specialty Products Corp.
1450 Centrepark Blvd, Suite 210
West Palm Beach FL 33401
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-12-14 164,467 $9.57 164,467 No 4 P Indirect By Martin E. Franklin Revocable Trust
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-12-15 200,000 $9.60 364,467 No 4 P Indirect By Martin E. Franklin Revocable Trust
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-12-18 135,533 $9.84 500,000 No 4 P Indirect By Martin E. Franklin Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Martin E. Franklin Revocable Trust
No 4 P Indirect By Martin E. Franklin Revocable Trust
No 4 P Indirect By Martin E. Franklin Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 2,437,449 Indirect By MEF Holdings, LLLP
Common Stock, Par Value $0.01 Per Share 10,449,987 Indirect By Mariposa Acquisition, LLC
Common Stock, Par Value $0.01 Per Share 243,110 Indirect By RSMA, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series A Preferred Stock, par value $0.01 per share $0.00 1,060,000 1,060,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
1,060,000 1,060,000 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49 to $9.69, inclusive, on December 14, 2017, from $9.49 to $9.66, inclusive, on December 15, 2017, and from $9.71 to $9.90, inclusive, on December 18, 2017. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in this footnote.
  2. Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).