Filing Details

Accession Number:
0001214659-17-007359
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-18 18:55:25
Reporting Period:
2017-12-14
Accepted Time:
2017-12-18 18:55:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808326 Emcore Corp EMKR Semiconductors & Related Devices (3674) 222746503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1699999 Gregory David Wojciechowski 2015 W. Chestnut Street
Alhambra CA 91803
Vice President, Sales No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-14 1,260 $0.00 4,123 No 4 M Direct
Common Stock Disposition 2017-12-15 481 $0.00 3,642 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Emcore Common Stock Restricted Stock Units (RSUs) Disposition 2017-12-14 1,260 $0.00 1,260 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,884 No 4 M Direct
Footnotes
  1. The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration.
  2. Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $6.3868 to $6.45 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
  3. Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two.
  4. Not later than 30 days after vesting occurs, vested shares of EMCORE common stock, an amount in cash equal to their fair market value or a combination of the two will be delivered to the Reporting Person.