Filing Details

Accession Number:
0001225208-17-018826
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-18 18:39:59
Reporting Period:
2017-12-14
Accepted Time:
2017-12-18 18:39:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240439 C Paul Reilly 880 Carillon Parkway
St. Petersburg FL 33716
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-12-12 12,000 $0.00 106,682 No 5 G Direct
Common Stock Disposition 2017-12-14 12,681 $87.77 94,001 No 4 S Direct
Common Stock Acquisiton 2017-12-15 14,142 $0.00 108,143 No 4 M Direct
Common Stock Disposition 2017-12-15 5,600 $88.24 102,543 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-12-15 14,142 $0.00 14,142 $0.00
Common Stock Restricted Stock Units Acquisiton 2017-12-15 21,930 $0.00 21,930 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-12-15 2017-12-15 No 4 M Direct
21,930 2020-12-15 2020-12-15 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 837 Indirect ESOP
Footnotes
  1. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average sale price. The range of prices for such transaction was $87.50 to $88.03.
  3. Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
  4. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 28, 2017.
  5. Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.