Filing Details

Accession Number:
0001260098-17-000005
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-12-18 17:43:16
Reporting Period:
2017-11-14
Accepted Time:
2017-12-18 17:43:16
Original Submission Date:
2017-11-16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496099 New Mountain Finance Corp NMFC () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1260098 Robert Hamwee C/O New Mountain Capital, L.l.c.
787 7Th Avenue, 48Th Floor
New York NY 10019
Ceo And Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-11-14 17,109 $14.19 279,863 No 4 P Direct
Common Stock Acquisiton 2017-11-15 2,891 $14.25 282,754 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,000 Indirect By Spouse, Dana L. Hamwee Inherited IRA
Footnotes
  1. This amendment to the Form 4 filed on November 16, 2017 is being filed to correct a typographical error in Column 3 of Table 1, which previously inadvertently included an incorrect Transaction Code. No other changes are being made hereby.
  2. The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.