Filing Details

Accession Number:
0001618732-17-000215
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-18 17:20:51
Reporting Period:
2017-12-14
Accepted Time:
2017-12-18 17:20:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618732 Nutanix Inc. NTNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310852 Duston Williams C/O Nutanix, Inc.
1740 Technology Drive, Suite 150
San Jose CA 95110
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-12-14 150,000 $3.20 239,227 No 4 M Direct
Class A Common Stock Disposition 2017-12-14 150,000 $35.40 89,227 No 4 S Direct
Class A Common Stock Acquisiton 2017-12-15 150,000 $3.20 239,227 No 4 M Direct
Class A Common Stock Disposition 2017-12-15 150,000 $35.33 89,227 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (right to buy) Disposition 2017-12-14 150,000 $0.00 150,000 $3.20
Class B Common Stock Employee Stock Option (right to buy) Disposition 2017-12-15 150,000 $0.00 150,000 $3.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,105,000 2024-06-18 No 4 M Direct
955,000 2024-06-18 No 4 M Direct
Footnotes
  1. Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.30 to $35.45. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.57. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
  4. The option is subject to an early exercise provision and is immediately exercisable. The shares subject to the option vest 21,875 shares monthly through June 9, 2018.
  5. Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.