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Home > Insider Trading > Filing (0001225208-17-018787)

Filing Details

Accession Number:
0001225208-17-018787
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-18 16:33:37
Reporting Period:
2017-12-15
Accepted Time:
2017-12-18 16:33:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101829 United Technologies Corp UTX Aircraft Engines & Engine Parts (3724) 060570975
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685251 J. Robert Bailey 10 Farm Springs Road
Farmington CT 06032		 Corporate Vp, Controller No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-15 2,000 $71.63 2,000 No 4 M Direct
Common Stock Disposition 2017-12-15 864 $126.01 1,136 No 4 S Direct
Common Stock Disposition 2017-12-15 1,136 $126.01 0 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 D Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2017-12-15 2,000 $0.00 2,000 $71.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-01-04 2020-01-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,143 Indirect By Savings Plan Trustee
Footnotes
  1. The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.