Filing Details
- Accession Number:
- 0001437749-17-020827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-18 11:39:20
- Reporting Period:
- 2017-12-12
- Accepted Time:
- 2017-12-18 11:39:20
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1524368 | Randall John Waterfield | 140 Broadway, 46Th Floor New York NY 10005 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-12-14 | 58,200 | $1.64 | 539,242 | No | 4 | P | Direct | |
| Common Shares | Acquisiton | 2017-12-12 | 15,038 | $0.00 | 481,042 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2017-12-12 | 15,038 | $0.00 | 15,038 | $1.33 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2017-12-13 | 12,500 | $1.33 | 12,500 | $1.60 |
| Common Stock | Stock Options | Acquisiton | 2014-12-11 | 20,230 | $1.80 | 20,230 | $1.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-12-12 | 2017-12-12 | No | 4 | M | Direct |
| 32,730 | 2018-12-13 | 2018-12-13 | No | 4 | A | Direct |
| 20,230 | 2015-12-11 | 2024-12-11 | No | 4 | A | Direct |
Footnotes
- Transaction represents vested Restricted stock units converted into the issuer's common stock
Billionaire Hedge Funds
