Filing Details

Accession Number:
0000899243-17-028888
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-15 18:51:23
Reporting Period:
2017-12-14
Accepted Time:
2017-12-15 18:51:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620393 Nexpoint Residential Trust Inc. NXRT () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167365 Highland Capital Management Lp 300 Crescent Court, Suite 700
Dallas TX 75201
No No Yes No
1228922 D James Dondero 300 Crescent Court, Suite 700
Dallas TX 75201
President Yes Yes Yes No
1469877 Highland Capital Management Fund Advisors, L.p. 300 Crescent Court, Suite 700
Dallas TX 75201
No No Yes No
1617621 Nexpoint Advisors, L.p. 300 Crescent Court, Suite 700
Dallas TX 75201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-14 20,028 $27.46 1,883,154 No 5 J Indirect By Highland Capital Management, L.P.
Common Stock Acquisiton 2017-12-14 18,000 $26.65 1,901,154 No 4 P Indirect By Highland Capital Management, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Indirect By Highland Capital Management, L.P.
No 4 P Indirect By Highland Capital Management, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,662 Indirect By NexPoint Advisors, L.P.
Common Stock 31,055 Direct
Common Stock 1,927,449 Indirect By trust
Common Stock 7,500 Indirect By limited liability company
Common Stock 21,844 Indirect By employee benefit plan
Common Stock 55,010 Indirect By Highland Capital Management Fund Advisors, L.P.
Footnotes
  1. Shares acquired in connection with issuer's dividend reinvestment plan. Under operation of the plan, monthly purchases are conducted by the plan administrator evenly over the course of approximately the first 20 days of the month.
  2. These shares are held by Highland Capital Management, L.P. ("HCMLP") both directly and indirectly through advised accounts. Mr. Dondero is the President and the director of Strand Advisors, Inc., HCMLP's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMLP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. These shares are held by NexPoint Advisors, L.P. ("NP") indirectly through an advised account. Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of shares held by NP. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  4. Includes shares acquired through reinvestment of dividends.
  5. These shares are held by a trust pursuant to an employee purchase plan. Mr. Dondero disclaims beneficial ownership of such shares.
  6. These shares are held by a limited liability company in which the trust referenced in footnote 5 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares.
  7. These shares are held by Highland Capital Management Fund Advisors, L.P. ("HCMFA") indirectly through an advised account. Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., HCMFA's general partner, and may be deemed to be an indirect beneficial owner of shares held by HCMFA. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.