Filing Details
- Accession Number:
- 0001140361-17-046342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-15 12:12:54
- Reporting Period:
- 2017-12-14
- Accepted Time:
- 2017-12-15 12:12:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 67347 | Modine Manufacturing Co | MOD | Motor Vehicle Parts & Accessories (3714) | 390482000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1553272 | Holger Schwab | Arthur-B.-Modine-Strasse 1 Filderstadt-Bonlanden 2M D-70794 | Vp, Vts | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-12-14 | 4,638 | $14.94 | 47,225 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-14 | 4,638 | $20.10 | 42,587 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-14 | 3,404 | $11.39 | 45,991 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-14 | 3,404 | $20.10 | 42,587 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-12-14 | 3,099 | $10.00 | 45,686 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-12-14 | 3,099 | $20.10 | 42,587 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option | Disposition | 2017-12-14 | 4,638 | $0.00 | 4,638 | $14.94 |
| Common Stock | Employee stock option | Disposition | 2017-12-14 | 3,404 | $0.00 | 3,404 | $11.39 |
| Common Stock | Employee stock option | Disposition | 2017-12-14 | 3,099 | $0.00 | 3,099 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,546 | 2024-06-02 | No | 4 | M | Direct | |
| 3,404 | 2025-06-02 | No | 4 | M | Direct | |
| 9,300 | 2026-05-31 | No | 4 | M | Direct |
Footnotes
- This option vests in four equal installments on June 2, 2015, 2016, 2017, and 2018.
- This option vests in four equal installments on June 2, 2016, 2017, 2018, and 2019.
- This option vests in four equal installments on May 31, 2017, 2018, 2019, and 2020.
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