Filing Details

Accession Number:
0001562180-17-003876
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-14 16:27:09
Reporting Period:
2017-12-12
Accepted Time:
2017-12-14 16:27:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
35214 Ferro Corp FOE Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 340217820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1683779 Benjamin Schlater 6060 Parkland Blvd
Suite 250
Mayfield Heights OH 44124
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-12 6,495 $11.97 6,495 No 4 M Direct
Common Stock Acquisiton 2017-12-12 4,634 $9.60 11,129 No 4 M Direct
Common Stock Acquisiton 2017-12-12 1,534 $13.35 12,663 No 4 M Direct
Common Stock Disposition 2017-12-12 12,663 $23.50 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2017-12-12 1,534 $0.00 1,534 $13.35
Common Stock Stock Options (Right to Buy) Disposition 2017-12-12 6,495 $0.00 6,495 $11.97
Common Stock Stock Options (Right to Buy) Disposition 2017-12-12 4,634 $0.00 4,634 $9.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,066 2017-09-01 2026-09-01 No 4 M Direct
3,247 2016-09-01 2025-09-01 No 4 M Direct
9,266 2017-02-17 2026-02-17 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Share Unit $0.00 2017-12-31 9,190 9,190 Direct
Common Stock Performance Share Unit $0.00 2018-12-31 3,800 3,800 Direct
Common Stock Performance Share Unit $0.00 2019-12-31 17,300 17,300 Direct
Common Stock Phantom Shares $0.00 1,434 1,434 Direct
Common Stock Restricted Share Unit $0.00 2018-09-01 2018-09-01 12,030 12,030 Direct
Common Stock Restricted Share Unit $0.00 2019-02-17 2019-02-17 4,700 4,700 Direct
Common Stock Restricted Share Unit $0.00 2019-09-01 2019-09-01 1,500 1,500 Direct
Common Stock Restricted Share Unit $0.00 2020-02-15 2020-02-15 6,900 6,900 Direct
Common Stock Stock Options (Right to Buy) $14.27 2018-02-15 2027-02-15 20,600 20,600 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-12-31 9,190 9,190 Direct
2018-12-31 3,800 3,800 Direct
2019-12-31 17,300 17,300 Direct
1,434 1,434 Direct
2018-09-01 12,030 12,030 Direct
2019-02-17 4,700 4,700 Direct
2019-09-01 1,500 1,500 Direct
2020-02-15 6,900 6,900 Direct
2027-02-15 20,600 20,600 Direct
Footnotes
  1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $23.5-$23.505. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Performance Share Units granted as a performance award, vesting based upon degree of achievement of performance goal. At the end of the performance period, 50% of award is paid in common shares free of restrictions, and 50% is paid in cash. If the final amount is less than 100% of the share units, the balance is forfeited to the company.
  3. Represent phantom shares awarded under the Company's Supplemental Defined Contribution Plan for Executive Employees.
  4. The date reflected above as the Date Exercisable is the scheduled vesting date of the Restricted Share Units. Once vested, settlement of the Restricted Share Units and delivery of common shares is subject to an additional two-year holding period.