Filing Details
- Accession Number:
- 0001654954-17-011656
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-14 16:15:35
- Reporting Period:
- 2017-12-12
- Accepted Time:
- 2017-12-14 16:15:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410098 | Cormedix Inc. | CRMD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1313149 | W Steven Lefkowitz | C/O Cormedix Inc. 1430 U.s. Highway 206, Suite 200 Bedminster NJ 07921 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2017-12-12 | 135,416 | $0.48 | 195,379 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | 115,757 | Indirect | Wade Capital Corporation Money Purchase Plan |
| Common Stock, $0.001 Par Value Per Share | 10,000 | Indirect | Reporting Person's Wife |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy Common Stock) | $0.45 | 2027-06-25 | 75,000 | 75,000 | Direct | |
| Common Stock | Warrant (Right to Purchase Common Stock) | $0.90 | 2015-01-08 | 2020-01-08 | 22,500 | 22,500 | Direct |
| Commo Stock | Warrant (Right to Purchase Common Stockk | $0.90 | 2015-01-08 | 2020-01-08 | 15,000 | 15,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-06-25 | 75,000 | 75,000 | Direct |
| 2020-01-08 | 22,500 | 22,500 | Direct |
| 2020-01-08 | 15,000 | 15,000 | Indirect |
Footnotes
- Purchase was contracted on November 17, 2017, but not closed until December 12, 2017.
- Includes 24,963 shares held by the reporting person for the benefit of his minor son.
- The reporting person beneficially owns these securities through Wade Capital Corporation Money Purchase Plan (an entity for which he has voting and investment control).
- These options vest 1/3 on the date of grant, 1/3 on the first anniversary of the date of grant and 1/3 on the second anniversary of the date of grant.
Billionaire Hedge Funds
