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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-12-14 16:12:41
Reporting Period:
Accepted Time:
2017-12-14 16:12:41
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1020859 United Natural Foods Inc UNFI Wholesale-Groceries, General Line (5141) 050376157
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1507726 Harder Craig Smith C/o United Natural Foods, Inc.
313 Iron Horse Way
Providence RI 02908
Svp, Fresh Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-12 1,500 $37.82 14,871 No 4 M Direct
Common Stock Disposition 2017-12-12 6,253 $49.59 8,618 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-12-12 1,500 $37.82 1,500 $37.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-09-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 161 Indirect See footnote
  1. The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $49.45 to $49.63. The reporting person undertakes to provide United Natural Foods, Inc., any security holder of United Natural Foods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Includes 161 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of December 12, 2017.
  3. United Natural Foods, Inc.'s closing price on the NASDAQ National Market on September 12, 2011.
  4. The stock options vest and becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant and expire on the tenth anniversary of the date of grant.