Home > Insider Trading > Filing (0001273412-17-000072)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1050743	Peapack Gladstone Financial Corp	PGC	Commercial Banks, Nec (6029)	223537895

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1236752	R James Lamb	500 Hills Drive, Suite 300 Po Box 700 Bedminster NJ 07921		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-12-13	250	$23.40	21,706	No	4	M	Direct
Common Stock	Disposition	2017-12-13	250	$35.02	21,456	No	4	S	Direct
Common Stock	Acquisiton	2017-12-13	250	$23.40	21,706	No	4	M	Direct
Common Stock	Disposition	2017-12-13	250	$35.31	21,456	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock option (right to buy)	Disposition	2017-12-13	500	$0.00	750	$23.40

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
250		2018-01-02	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,684	Indirect	Spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$13.43	2020-01-04	5,000	5,000	Direct
Common Stock	Stock Option (right to buy)	$13.53	2021-01-03	2,500	2,500	Direct
Common Stock	Stock Option (right to buy)	$10.72	2022-01-03	2,500	2,500	Direct
Common Stock	Stock Option (right to buy)	$14.68	2023-01-02	2,500	2,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-01-04	5,000	5,000	Direct
2021-01-03	2,500	2,500	Direct
2022-01-03	2,500	2,500	Direct
2023-01-02	2,500	2,500	Direct

Footnotes

The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
Option grant has no purchase or sale price.