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Home > Insider Trading > Filing (0001421517-17-000017)

Filing Details

Accession Number:: 0001421517-17-000017
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-12-13 20:38:48
Reporting Period:: 2017-12-13

Accepted Time:: 2017-12-13 20:38:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1421517	Energy Recovery Inc.	ERII	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1183605	E Sharon Lenox Smith	C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577	Corp. Controller & Cao	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-12-13	2,000	$6.00	11,614	No	4	M	Direct
Common Stock	Disposition	2017-12-13	2,000	$11.00	9,614	No	4	S	Direct
Common Stock	Disposition	2017-12-13	1,027	$8.40	8,587	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-12-13	2,000	$11.00	2,000	$6.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
40,000		2024-03-11	No	4	M	Direct

Footnotes

Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).
This employee stock option was granted on March 12, 2014. 25% of the shares fully vest on the 1st anniversary of the vesting start date; thereafter, the remaining 75%, vest 1/36th per month.