Filing Details
- Accession Number:
- 0001209191-17-065447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-12-13 16:40:35
- Reporting Period:
- 2017-12-11
- Accepted Time:
- 2017-12-13 16:40:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1524025 | Tilly's Inc. | TLYS | Retail-Apparel & Accessory Stores (5600) | 452164791 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548775 | Tilly Levine | C/O Tilly'S, Inc. 10 Whatney Irvine CA 92618 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-12-11 | 5,000 | $0.00 | 5,000 | No | 4 | C | Indirect | By Trust 1 |
| Class A Common Stock | Disposition | 2017-12-11 | 5,000 | $15.87 | 0 | No | 4 | S | Indirect | By Trust 1 |
| Class A Common Stock | Acquisiton | 2017-12-11 | 5,000 | $0.00 | 5,000 | No | 4 | C | Indirect | By Trust 2 |
| Class A Common Stock | Disposition | 2017-12-11 | 5,000 | $15.86 | 0 | No | 4 | S | Indirect | By Trust 2 |
| Class A Common Stock | Acquisiton | 2017-12-12 | 20,000 | $0.00 | 20,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-12-12 | 20,000 | $0.00 | 0 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Trust 1 |
| No | 4 | S | Indirect | By Trust 1 |
| No | 4 | C | Indirect | By Trust 2 |
| No | 4 | S | Indirect | By Trust 2 |
| No | 4 | C | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2017-12-11 | 5,000 | $0.00 | 5,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-12-11 | 5,000 | $0.00 | 5,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-12-12 | 20,000 | $0.00 | 20,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 359,386 | No | 4 | C | Indirect | ||
| 359,386 | No | 4 | C | Indirect | ||
| 3,653,147 | No | 4 | C | Direct |
Footnotes
- Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any.
- The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the trust, of which the Reporting Person is trustee and an immediate family member is the beneficiary, on June 8, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.65 to $15.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.64 to $15.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person (collectively, the "Shares").
- Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
- Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any.
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