Filing Details

Accession Number:
0000315189-17-000054
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-13 14:55:27
Reporting Period:
2017-12-11
Accepted Time:
2017-12-13 14:55:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
315189 Deere & Co DE Farm Machinery & Equipment (3523) 362382580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1687890 J Cory Reed Deere &Amp; Company
One John Deere Place
Moline IL 61265
Pres., John Deere Financial No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$1 Par Common Stock Acquisiton 2017-12-11 6,001 $79.24 11,383 No 4 M Direct
$1 Par Common Stock Disposition 2017-12-11 4,519 $150.92 6,864 No 4 S Direct
$1 Par Common Stock Acquisiton 2017-12-13 2,432 $88.19 9,296 No 4 M Direct
$1 Par Common Stock Disposition 2017-12-13 1,897 $153.00 7,399 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Market Priced Options Disposition 2017-12-11 6,001 $0.00 6,001 $79.24
Common Stock Market Priced Options Disposition 2017-12-13 2,437 $0.00 2,432 $88.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,957 2025-12-09 No 4 M Direct
0 2024-12-10 No 4 M Direct
Footnotes
  1. Exercise of Rule 16b-3 options and related sale of shares for the exercise price and taxes pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on September 5, 2017.
  2. Includes 2,436 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
  3. All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
  4. The options became exercisable in two approximately equal tranches on December 9, 2016 and 2017.
  5. The options became exercisable on December 10, 2017.