Filing Details

Accession Number:
0001140361-11-007969
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-10 19:03:16
Reporting Period:
2011-02-08
Filing Date:
2011-02-10
Accepted Time:
2011-02-10 19:03:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
715446 Copytele Inc COPY Computer Peripheral Equipment, Nec (3577) 112622630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232304 P Henry Herms C/O Copytele, Inc.
900 Walt Whitman Road
Melville NY 11747
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-08 280,000 $0.18 290,575 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrants (Right to Buy) Acquisiton 2011-02-08 280,000 $0.18 280,000 $0.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
280,000 2011-02-08 2016-02-08 No 4 P Direct
Footnotes
  1. On February 8, 2011, Mr. Herms purchased 280,000 shares of Common Stock, par value $0.01 and 280,000 Warrants to purchase Common Stock for an aggregate purchase price of $50,000 from CopyTele, Inc. in a private placement.