Filing Details

Accession Number:
0001179110-17-015267
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-12 19:00:38
Reporting Period:
2017-12-08
Accepted Time:
2017-12-12 19:00:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1651561 Tabula Rasa Healthcare Inc. TRHC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1335280 C Daniel Lubin 250 Park Avenue
Suite 1102
New York NY 10177
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-12-08 51,896 $0.00 137,605 No 4 S Indirect By Radius Venture Partners III (Ohio), L.P.
Common Stock Disposition 2017-12-08 413,210 $0.00 1,095,654 No 4 S Indirect By Radius Venture Partners III QP, L.P.
Common Stock Disposition 2017-12-08 37,894 $0.00 100,477 No 4 S Indirect By Radius Venture Partners III, L.P.
Common Stock Disposition 2017-12-11 15,888 $0.00 121,717 No 4 S Indirect By Radius Venture Partners III (Ohio), L.P.
Common Stock Disposition 2017-12-11 126,510 $0.00 969,144 No 4 S Indirect By Radius Venture Partners III QP, L.P.
Common Stock Disposition 2017-12-11 11,602 $0.00 88,875 No 4 S Indirect By Radius Venture Partners III, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Radius Venture Partners III (Ohio), L.P.
No 4 S Indirect By Radius Venture Partners III QP, L.P.
No 4 S Indirect By Radius Venture Partners III, L.P.
No 4 S Indirect By Radius Venture Partners III (Ohio), L.P.
No 4 S Indirect By Radius Venture Partners III QP, L.P.
No 4 S Indirect By Radius Venture Partners III, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,565 Direct
Footnotes
  1. Represents shares of the issuer's common stock sold in an underwritten public offering completed on December 8, 2017 at a public offering price of $25.85 per common share, after deducting underwriting discounts and commissions of $1.65 per share.
  2. Represents shares of the issuer's common stock sold upon the exercise of the underwriters' over-allotment option in an underwritten public offering completed on December 11, 2017 at a public offering price of $25.85 per common share, after deducting underwriting discounts and commissions of $1.65 per share.
  3. These securities are held directly by Radius Venture Partners III (Ohio), L.P. and indirectly by Radius Venture Partners III, LLC, the general partner of Radius Venture Partners III (Ohio), L.P., Jordan S. Davis, managing member of Radius Venture Partners III, LLC, and Daniel C. Lubin, managing member of Radius Venture Partners III, LLC. Mr. Lubin, a director of the Issuer, and Mr. Davis share voting and dispositive power with respect to the shares held by Radius Venture Partners III (Ohio), L.P. Each of Radius Venture Partners III, LLC, Mr. Davis, and Mr. Lubin may be deemed to beneficially own such securities, and disclaims such beneficial ownership except to the extent of its or his pecuniary interest therein.
  4. These securities are held directly by Radius Venture Partners III QP, L.P and indirectly by Radius Venture Partners III, LLC, the general partner of Radius Venture Partners III QP, L.P., Jordan S. Davis, managing member of Radius Venture Partners III, LLC, and Daniel C. Lubin, managing member of Radius Venture Partners III, LLC. Mr. Lubin, a director of the Issuer, and Mr. Davis share voting and dispositive power with respect to the shares held by Radius Venture Partners III QP, L.P. Each of Radius Venture Partners III, LLC, Mr. Davis, and Mr. Lubin may be deemed to beneficially own such securities, and disclaims such beneficial ownership except to the extent of its or his pecuniary interest therein.
  5. These securities are held directly by Radius Venture Partners III, L.P., and indirectly by Radius Venture Partners III, LLC, the general partner of Radius Venture Partners III, L.P., Jordan S. Davis, managing member of Radius Venture Partners III, LLC, and Daniel C. Lubin, managing member of Radius Venture Partners III, LLC. Mr. Lubin, a director of the Issuer, and Mr. Davis share voting and dispositive power with respect to the shares held by Radius Venture Partners III, L.P. Each of Radius Venture Partners III, LLC, Mr. Davis, and Mr. Lubin may be deemed to beneficially own such securities, and disclaims such beneficial ownership except to the extent of its or his pecuniary interest therein.