Filing Details

Accession Number:
0001273412-17-000070
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-12-12 15:13:28
Reporting Period:
2017-12-12
Accepted Time:
2017-12-12 15:13:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1050743 Peapack Gladstone Financial Corp PGC Commercial Banks, Nec (6029) 223537895
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236752 R James Lamb 500 Hills Drive, Suite 300
Po Box 700
Bedminster NJ 07921
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-12 250 $23.40 21,706 No 4 M Direct
Common Stock Disposition 2017-12-12 250 $34.85 21,456 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to buy) Disposition 2017-12-12 250 $0.00 1,000 $23.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
750 2018-01-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,684 Indirect Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $13.43 2020-01-04 5,000 5,000 Direct
Common Stock Stock Option (right to buy) $13.53 2021-01-03 2,500 2,500 Direct
Common Stock Stock Option (right to buy) $10.72 2022-01-03 2,500 2,500 Direct
Common Stock Stock Option (right to buy) $14.68 2023-01-02 2,500 2,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-04 5,000 5,000 Direct
2021-01-03 2,500 2,500 Direct
2022-01-03 2,500 2,500 Direct
2023-01-02 2,500 2,500 Direct
Footnotes
  1. The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
  2. The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
  3. The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
  4. The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
  5. The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
  6. Option grant has no purchase or sale price.